Regulation news

Former ITG sec lending trader banned for ADR misuse
23 June 2017 | Washington DC | Reporter: Drew Nicol
The charges follow ITG’s settlement in January when the broker-dealer agreed to pay more than $24.4 million over allegations of securities lending violations relating to the facilitation of naked short selling
Quantitative easing going nowhere for now
22 June 2017 | Berlin | Reporter: Mark Dugdale
The European Central Bank (ECB) left interest rates unchanged earlier in June and expects them “to remain at their present levels for an extended period of time, and well past the horizon of the net asset purchases”
Rule 15c3-3 reform offers equity collateral
22 June 2017 | Berlin | Reporter: Mark Dugdale
Potential reform of SEC Rule 15c3-3 is likely to change the US market, but the likes of the UK will see a realignment in trading rather than an out-and-out replacement
Fragmentation would weaken central clearing, says Mark Carney
20 June 2017 | London | Reporter: Mark Dugdale
Broadridge takes on SFTR reporting requirements
20 June 2017 | New York | Reporter: Stephanie Palmer
US Treasury takes aim at post-crisis regulation in Trump-ordered review
13 June 2017 | Washington DC | Reporter: Drew Nicol
EC proposes ‘two-tier’ CCP regulation
13 June 2017 | Brussels | Reporter: Mark Dugdale
US Financial CHOICE Act heads to Senate
09 June 2017 | Washington DC | Reporter: Drew Nicol
NEX enlists Duco for MiFID II reconciliations requirements
08 June 2017 | London | Reporter: Drew Nicol
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FCA releases results of dividend arbitrage review
07 June 2017 | London | Reporter: Mark Dugdale
Deutsche Bank fined $41m for lack of anti-money laundering deficiencies
31 May 2017 | Washington DC | Reporter: Drew Nicol
CCMA praises Canadian market participants on T+2 preparations
30 May 2017 | Toronto | Reporter: Stephanie Palmer
RMA offers amendments to Dodd-Frank rules
26 May 2017 | Washington DC | Reporter: Drew Nicol
Canadian securities regulator expands T+2 proposals
19 May 2017 | Toronto | Reporter: Drew Nicol
Shadow banking on the up, says FSB
11 May 2017 | London | Reporter: Drew Nicol
Hong Kong short sellers fined
08 May 2017 | Hong Kong | Reporter: Drew Nicol
Pension funds given three-year exemption to EMIR central clearing
05 May 2017 | Brussels | Reporter: Drew Nicol
Malaysia allows corporate bond short selling
04 May 2017 | Kuala Lumpur | Reporter: Drew Nicol
ISLA allays MiFID II concern
12 April 2017 | London | Reporter: Mark Dugdale
ESMA issues final SFTR standards
31 March 2017 | Paris | Reporter: Mark Dugdale
EU market participants too busy for CMU
20 March 2017 | Brussels | Reporter: Drew Nicol
Asia may have to stay another day
09 March 2017 | Seoul | Reporter: Drew Nicol
Short selling under threat in South Korea
08 March 2017 | Seoul | Reporter: Drew Nicol
Future of Basel IV in jeopardy from Trump
07 March 2017 | Seoul | Reporter: Drew Nicol
Hong Kong’s reporting proposal is ‘disproportionate’
07 March 2017 | Hong Kong | Reporter: Mark Dugdale
Malaysia loosens the reins on its sec lending market
28 February 2017 | Kuala Lumpur | Reporter: Drew Nicol
LSEG-Deutsche Börse merger hits new roadblock
27 February 2017 | London | Reporter: Stephanie Palmer
EU watchdogs lay down the law on VM deadline
24 February 2017 | Brussels | Reporter: Drew Nicol
DB: No light at end of the tunnel for EU repo
23 February 2017 | Frankfurt | Reporter: Drew Nicol
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Features
The latest features from Securities Lending Times
Experts discuss the current state of the European securities lending market
Senior business analyst Gilbert Scherff and securities finance and collateral management marketing director Martin Seagroatt break down what will be required of SFTR and explain how Broadridge Financial Solutions can help
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Getting to the final technical standards may indeed just mark the end of the beginning, but it is a significant milestone on this particular road. David Lewis of FIS Global maps out the rest of the journey to be made
SIX Securities Service—through SIX Repo—is developing a new methodology based on the seamless sourcing and pooling of collateral. Head of repo and securities finance Nerin Demir explains
Calypso Technology pits the viable options for a quick fix against implementing a strategic long-term solution for growth, and investigates the possibility of combining these options for the optimal securities finance solution
Matt Wolfe, vice president of new products and business development at OCC, explains how the central clearer is enhancing its stock loan programme to better serve the market
Rob Chiuch and John Templeton of BNY Mellon Markets discuss the potential impact of allowing equities to be used as collateral in the US
Tracey Adams of Lombard Risk examines examples of three challenges faced by market participants caught up on the first wave of SIMM
Country profiles
The latest country profiles from Securities Lending Times
Being an exciting emerging market is all well and good, but how long can that status really apply before interest wanes? India is doing its best not to find out
Hugh Leonard, director of repo sales at Australia and New Zealand Banking Group, explains how the Australian market has excelled in recent years
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Securities lending is in a strong place in Australia. Dane Fannin, head of capital markets in the Asia Pacific at Northern Trust, explains the available opportunities
Federico Ortega Gilly of Mexico’s Nacional Financiera explains why his country’s securities lending market is ripe for foreign investment
Russia’s National Settlement Depository has had a busy year making its securities finance market more robust and attractive to outside investors. The CSD’s Alina Akchurina explains the innovations being implemented
South Africa’s securities lending industry is on the verge of embracing a modern T+3 settlement cycle that could boost the country’s market
Experts on Canada’s securities lending industry discuss the market’s qualities compared to others, finding it to be a strong source of HQLAs
A difficult end to 2015 has not deterred securities borrowers and lenders in Asia, where certain markets enjoyed significant growth and offered new opportunities
Interviews
The latest interviews from Securities Lending Times