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Asset Servicing Times

Senior Sales Account Manager

Recruiter: dealReporter
Location: Based in HK
Salary: Competitive
Date: 25 January 2012

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"Broad agreement" on FTT in European Parliament
10 January 2012 Brussels
A "very broad agreement" in favour of an EU financial transaction tax emerged at the start of the Economic and Monetary Affairs Committee's work on the legislative proposal... [readmore]

FINRA fines UBS Securities $12m
26 October 2011 Washington
The Financial Industry Regulatory Authority (FINRA) has announced that it has fined UBS Securities $12 million for violating RegSHO and failing to properly supervise short sales of securities... [readmore]

Primebroker begins ANZ lawsuit
24 October 2011 Sydney
Primebroker has begun its lawsuit against ANZ, accusing the bank of misleading and deceptive conduct... [readmore]

NSE to deliver securities lending rules in December
17 October 2011 Lagos
Rules on securities lending are expected to be issued in December by management of the Nigerian Stock Exchange (NSE) in a bid to mature the capital market, according to media outlet This Day Live... [readmore]

Hong Kong regulators deny market declines a result of short selling
09 October 2011 Hong Kong
There is no indication that recent declines in the Hong Kong stock market have been caused by short selling activities, says capital markets regulator, the Securities and Futures Commission (SFC)... [readmore]

Pirum releases new reporting for SEC rule 17a-13
06 June 2011 London
Securities lending technology company Pirum has released new reporting to facilitate compliance with SEC rule 17A-13, which requires borrowers to regularly confirm their on-loan positions with their lenders. [readmore]

ICMA publishes 2011 Global Master Repurchase Agreement
16 May 2011 Zurich
The International Capital Market Association (ICMA), has published the 2011 version of the Global Master Repurchase Agreement (GMRA); the most widely used legal agreement for documenting transactions in the cross-border repo market. [readmore]

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Quadriserv
529 Fifth Ave, 14th Floor, New York
NY 10017, USA

Quadriserv is a leader in delivering transformational market structure changes to the securities lending industry. Quadriserv, through its wholly owned subsidiary, Automated Equity Finance Markets, Inc., has developed the AQS® market

Contact: Mary Haffenberg
Website: www.quadriserv.com